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Your Trusted Regulatory Solicitors in Navigating Regulatory Law

Woodfines > Regulatory Law

 

At Woodfines, our regulatory team possesses a broad spectrum of expertise to navigate the intricacies of regulatory law. Our commitment is to deliver timely, pragmatic advice in easily understood language, ensuring our clients are always kept informed. We take pride in our comprehensive services and understand the unique demands of each regulatory body.

Regardless of your situation, our skilled regulatory solicitors are ready to help you navigate the complexities of regulatory law with ease and confidence.

Meet the team

Mike Hayward Head of Regulatory & Dispute Resolution Discover more
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Nathan Taylor-Allkins PARTNER Discover more
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Jane Anderson Solicitor Discover more
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Christopher Kenningham Trainee Solicitor Discover more
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Our Services

We regularly advise and represent individual and professional clients in an array of regulatory matters, including:

  • Health & Safety Executive (HSE) Investigations and Prosecutions

    We help clients navigate HSE investigations, including interviews under caution and potential prosecutions.

  • Environment Agency (EA) Investigations and Prosecutions

    We guide and represent clients facing EA investigations and prosecutions to ensure compliance with environmental regulations.

  • Security Industry Authority (SIA) Applications, Investigations, and Prosecutions

    Our team supports clients through SIA applications, helping them handle investigations and defend against prosecutions.

  • Food Standards Agency (FSA) Investigations and Prosecutions

    We assist during FSA investigations, offering robust defence strategies in case of prosecutions.

  • Waste Carriers Licences and Related Investigations and Prosecutions

    We help clients secure waste carriers licences and provide legal support for related investigations and prosecutions.

  • Coroners Inquests

    We offer expert advice and representation during coroners' inquests, ensuring your interests are protected.

  • Education Law, Including School Admission Appeals

    We advise on all matters of education law, from school admission appeals to teacher disciplinary actions.

  • Teaching Regulation Authority (TRA) Disciplinary Proceedings

    Our team expertly navigates TRA disciplinary proceedings, offering robust defence and representation.

  • Care Quality Commission (CQC) Regulation and Compliance

    Experience the confidence of having a dedicated team of regulatory solicitors in your corner. Contact us, for a meeting, and let us ease your regulatory worries. We look forward to working closely with you to ensure your interests are effectively defended and safeguarded.

  • Disclosure and Barring Service (DBS) Reviews and Appeals

    Our solicitors guide clients through DBS reviews and handle any subsequent appeals.

  • Financial Conduct Authority (FCA) Investigations and Enforcement

    We assist clients under investigation by the FCA, offering advice and representation to prevent enforcement action.

  • Gangmasters and Labour Abuse Authority (GLAA) Investigations, Prosecutions, and Appeals

     Our team supports clients dealing with GLAA matters, from investigations and prosecutions to appeals.

  • House in Multiple Occupation (HMO) Compliance, Investigations, and Prosecutions

    We ensure clients maintain HMO compliance and offer defence in investigations and prosecutions.

  • Licensing (including Alcohol, driving, Firearms, and Taxi) Applications and Regulatory Proceedings

    We support clients in securing various licences and provide representation during regulatory proceedings.

  • Local Planning Authority Investigations, Enforcement, and Prosecutions

    We help clients deal with local planning authority issues, from investigations and enforcement to prosecutions.

  • Professional Discipline and Regulation

    We represent professionals facing disciplinary actions, ensuring their rights and reputations are protected.

  • Driver and Vehicle Standards Agency (DVSA) Investigations and Prosecutions

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  • Clandestine Entrants Appeals and Related Seizures by Border Force

    We offer expert advice and representation during coroners' inquests, ensuring your interests are protected

  • HMRC Investigations and Prosecutions

    Our team navigates the complexities of HMRC investigations and prosecutions on behalf of our clients.

  • Trading Standards Investigations and Prosecutions

    We offer support and defence in Trading Standards investigations and prosecutions.

  • Insolvency Service Investigations and Prosecutions

    We help clients through insolvency service investigations and prosecutions, including issues related to Bounce Back Loans and breaches of directors' duties.

  • University Disciplinary Investigation and Appeals

    We assist students facing disciplinary actions at the university level, from investigations to appeals.

Our Approach

We believe in a personalised approach, providing each client with a dedicated regulatory solicitor who will guide you through every step of the process. Our expert team of regulatory lawyers work tirelessly to defend businesses and individuals. We provide practical advice on critical issues and offer specialist representation.

As your trusted partner, we prioritise ensuring compliance with the law and regulators while minimising potential risks to your business or personal affairs.

Why choose us?

I would like to thank Mike very much for helping me out of a very difficult situation regarding my taxi licence which had been ongoing for several months. Mike put my case together as easy as 1, 2, 3 and his expertise and advice was exceptional. To add, I found Mike a genuine and caring person who was very supportive, just by speaking to him from day one. I would recommend him to all without any hesitation.
Jane Anderson dealt with my case in a friendly, efficient and totally professional way. She put me at my ease and achieved a successful outcome with minimum fuss.
I found Jane Anderson to be most professional and very down to earth. Her advice was most helpful and I would have no hesitation in recommending her to others who found themselves in a similar situation to that in which I found myself.

Frequently Asked Questions

  • What are the responsibilities of a regulatory solicitor?

    Regulatory solicitors assist clients in understanding and complying with laws and regulations applicable to their businesses or professional conduct. They advise on legislation changes, help companies to implement compliant practices, and represent clients during investigations and proceedings initiated by regulatory bodies. They also support clients in securing necessary licenses and appealing against regulatory decisions.

  • When do I need to consult a regulatory solicitor?

    You should consult a regulatory solicitor when you need advice on complying with industry regulations, are facing an investigation by a regulatory body, require representation in regulatory proceedings, or need assistance obtaining necessary permits or licenses. Regulatory solicitors can also guide you through the process of appealing regulatory decisions

  • What types of cases or issues do regulatory solicitors handle?

    Regulatory solicitors handle various cases, including Health and Safety Executive (HSE) investigations, Environment Agency (EA) prosecutions, licensing applications and appeals, regulatory compliance checks, and disciplinary proceedings across various sectors. They also support businesses in risk management and regulatory audits and ensure compliance with evolving regulatory frameworks.

Don't navigate the complexities of regulatory law alone. Contact us today.

Experience the confidence of having a dedicated team of regulatory solicitors in your corner. Contact us for a meeting, and let us ease your regulatory worries. We look forward to working closely with you to ensure your interests are effectively defended and safeguarded.

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